Compliance Solutions for RIA offices and Broker Dealer firms.

Wealthray Technologies delivers expert technology consulting, solutions, and managed services to Broker Dealers and Registered Investment Advisor or RIA firms, leveraging years of experience directing application development and operations in this area with industry leaders. We understand your business at its core, along with the many competitive, regulatory, and cost challenges that are commonplace today. As such, we help you to apply technology effectively to meet your needs for compliance, risk management, and growth.

We enable compliance

We help your firm achieve its regulatory compliance objectives, by providing secure, reliable, and affordable solutions.

Disaster Recovery Plans

Surveillance and Trade Review

408B2 ERISA Disclosure

ADV Part 2B Brochure Rule

Variable Annuity Tracking Log

Annual Business Questionnaire

Continuing Education

SEC Books and Records

Advertising Compliance

Licensing and Renewals

Policy Manuals

Contact Us Today

Wealthray Technologies
Tel.: +1 866-509-2109
Direct.: +1 818-489-7726
Sales: sales@wealthray.com
Support: support@wealthray.com

Mailing Address
Wealthray Technologies
1010 North Central Avenue
Glendale, CA 91202

Home Office, CA USA
1010 North Central Avenue
Glendale, CA 91202